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- NOTICE: This opinion is subject to formal revision before publication in the
- preliminary print of the United States Reports. Readers are requested to
- notify the Reporter of Decisions, Supreme Court of the United States, Wash-
- ington, D.C. 20543, of any typographical or other formal errors, in order that
- corrections may be made before the preliminary print goes to press.
- SUPREME COURT OF THE UNITED STATES
- --------
- No. 91-471
- --------
- CHEMICAL WASTE MANAGEMENT, INC., PETIT-
- IONER v. GUY HUNT, GOVERNOR OF
- ALABAMA et al.
- on writ of certiorari to the supreme court of
- alabama
- [June 1, 1992]
-
- Justice White delivered the opinion of the Court.
- Alabama imposes a hazardous waste disposal fee on
- hazardous wastes generated outside the State and disposed
- of at a commercial facility in Alabama. The fee does not
- apply to such waste having a source in Alabama. The
- Alabama Supreme Court held that this differential treat-
- ment does not violate the Commerce Clause. We reverse.
- I
- Petitioner, Chemical Waste Management, Inc., a Dela-
- ware corporation with its principal place of business in Oak
- Brook, Illinois, owns and operates one of the Nation's oldest
- commercial hazardous waste land disposal facilities, located
- in Emelle, Alabama. Opened in 1977 and acquired by
- petitioner in 1978, the Emelle facility is a hazardous waste
- treatment, storage, and disposal facility operating pursuant
- to permits issued by the Environmental Protection Agency
- (EPA) under the Resource Conservation and Recovery Act
- of 1976 (RCRA), 90 Stat. 2795, as amended, 42 U. S. C.
- 6901 et seq., and the Toxic Substances Control Act, 90
- Stat. 2003, as amended, 15 U. S. C. 2601 et seq. (1988 ed.
- and Supp. II), and by the State of Alabama under Ala. Code
- 22-30-12(i) (1990). Alabama is 1 of only 16 States that
- have commercial hazardous waste landfills, and the Emelle
- facility is the largest of the 21 landfills of this kind located
- in these 16 States. Brief for Nat. Governors' Assn. et al. as
- Amici Curiae 3, citing E. Smith, EI Digest 26-27 (Mar.
- 1992).
- The parties do not dispute that the wastes and substanc-
- es being landfilled at the Emelle facility -include substances
- that are inherently dangerous to human health and safety
- and to the environment. Such waste consists of ignitable,
- corrosive, toxic and reactive wastes which contain poisonous
- and cancer causing chemicals and which can cause birth
- defects, genetic damage, blindness, crippling and death.-
- 584 So.2d 1367, 1373 (1991). Increasing amounts of out-of-
- state hazardous wastes are shipped to the Emelle facility
- for permanent storage each year. From 1985 through 1989,
- the tonnage of hazardous waste received per year has more
- than doubled, increasing from 341,000 tons in 1985 to
- 788,000 tons by 1989. Of this, up to 90% of the tonnage
- permanently buried each year is shipped in from other
- States.
- Against this backdrop Alabama enacted Act No. 90-326
- (the Act). Ala. Code 22-30B-1 to 22-30B-18 (1990 and
- Supp. 1991). Among other provisions, the Act includes a
- -cap- that generally limits the amount of hazardous wastes
- or substances that may be disposed of in any 1-year
- period, and the amount of hazardous waste disposed of
- during the first year under the Act's new fees becomes the
- permanent ceiling in subsequent years. Ala. Code
- 22-30B-2.3 (1990). The cap applies to commercial
- facilities that dispose of over 100,000 tons of hazardous
- wastes or substances per year, but only the Emelle facility,
- as the only commercial facility operating within Alabama,
- meets this description. The Act also imposes a -base fee- of
- $25.60 per ton on all hazardous wastes and substances
- disposed of at commercial facilities, to be paid by the
- operator of the facility. Ala. Code 22-30B-2(a) (Supp.
- 1991). Finally, the Act imposes the -additional fee- at issue
- here, which states in full:
- -For waste and substances which are generated
- outside of Alabama and disposed of at a commercial
- site for the disposal of hazardous waste or hazardous
- substances in Alabama, an additional fee shall be
- levied at the rate of $72.00 per ton.- 22-30B-2(b).
- Petitioner filed suit in state court requesting declaratory
- relief against the respondents and seeking to enjoin
- enforcement of the Act. In addition to state law claims,
- petitioner contended that the Act violated the Commerce,
- Due Process, and Equal Protection Clauses of the United
- States Constitution, and was preempted by various federal
- statutes. The Trial Court declared the base fee and the cap
- provisions of the Act to be valid and constitutional; but,
- finding the only basis for the additional fee to be the origin
- of the waste, the Trial Court declared it to be in violation
- of the Commerce Clause. App. to Pet. for Cert. 83a-88a.
- Both sides appealed. The Alabama Supreme Court affirmed
- the rulings concerning the base fee and cap provisions but
- reversed the decision regarding the additional fee. The
- court held that the fee at issue advanced legitimate local
- purposes that could not be adequately served by reasonable
- nondiscriminatory alternatives and was therefore valid
- under the Commerce Clause. 584 So.2d, at 1390.
- Chemical Waste Management, Inc., petitioned for writ of
- certiorari, challenging all aspects of the Act. Because of the
- importance of the federal question and the likelihood that
- it had been decided in a way conflicting with applicable
- decisions of this Court, Supreme Court Rule 10.1(c), we
- granted certiorari limited to petitioner's Commerce Clause
- challenge to the additional fee. 502 U. S. - (1992). We
- now reverse.
- II
- No State may attempt to isolate itself from a problem
- common to the several States by raising barriers to the free
- flow of interstate trade. Today, in Fort Gratiot Sanitary
- Landfill, Inc. v. Michigan Dept. of Natural Resources, post,
- p. ___, we have also considered a Commerce Clause chal-
- lenge to a Michigan law prohibiting private landfill opera-
- tors from accepting solid waste originating outside the
- county in which their facilities operate. In striking down
- that law, we adhered to our decision in Philadelphia v. New
- Jersey, 437 U. S. 617 (1978), where we found New Jersey's
- prohibition of solid waste from outside that State to amount
- to economic protectionism barred by the Commerce Clause:
- -`[T]he evil of protectionism can reside in legislative
- means as well as legislative ends. Thus, it does not
- matter whether the ultimate aim of ch. 363 is to reduce
- the waste disposal costs of New Jersey residents or to
- save remaining open lands from pollution, for we
- assume New Jersey has every right to protect its
- residents' pocketbooks as well as their environment.
- And it may be assumed as well that New Jersey may
- pursue those ends by slowing the flow of all waste into
- the State's remaining landfills, even though interstate
- commerce may incidentally be affected. But whatever
- New Jersey's ultimate purpose, it may not be accompa-
- nied by discriminating against articles of commerce
- coming from outside the State unless there is some
- reason, apart from their origin, to treat them different-
- ly. Both on its face and in its plain effect, ch. 363
- violates this principle of nondiscrimination.
-
- -`The Court has consistently found parochial legisla-
- tion of this kind to be constitutionally invalid, whether
- the ultimate aim of the legislation was to assure a
- steady supply of milk by erecting barriers to allegedly
- ruinous outside competition, Baldwin v. G.A.F. Seelig,
- Inc., 294 U. S. [511,] 522-524 [(1935)]; or to create jobs
- by keeping industry within the State, Foster-Fountain
- Packing Co. v. Haydel, 278 U. S. 1, 10 [(1928)]; John-
- son v. Haydel, 278 U. S. 16 [(1928)]; Toomer v. Witsell,
- 334 U. S. [385,] 403-404 [(1948)]; or to preserve the
- State's financial resources from depletion by fencing
- out indigent immigrants, Edwards v. California, 314
- U. S. 160, 173-174 [(1941)].'- Fort Gratiot Sanitary
- Landfill, post, at - (quoting Philadelphia v. New
- Jersey, supra, at 626-627).
-
- To this list may be added cases striking down a tax discrim-
- inating against interstate commerce, even where such tax
- was designed to encourage the use of ethanol and thereby
- reduce harmful exhaust emissions, New Energy Co. of Ind.
- v. Limbach, 486 U. S. 269, 279 (1988), or to support
- inspection of foreign cement to ensure structural integrity,
- Hale v. Bimco Trading, Inc., 306 U. S. 375, 379-380 (1939).
- For in all of these cases, -a presumably legitimate goal was
- sought to be achieved by the illegitimate means of isolating
- the State from the national economy.- Philadelphia v. New
- Jersey, supra, at 627.
- The Act's additional fee facially discriminates against
- hazardous waste generated in States other than Alabama,
- and the Act overall has plainly discouraged the full opera-
- tion of petitioner's Emelle facility. Such burdensome taxes
- imposed on interstate commerce alone are generally
- forbidden: -[A] State may not tax a transaction or incident
- more heavily when it crosses state lines than when it occurs
- entirely within the State.- Armco Inc. v. Hardesty, 467
- U. S. 638, 642 (1984); see also Walling v. Michigan, 116
- U. S. 446, 455 (1886); Guy v. Baltimore, 100 U. S. 434, 439
- (1880). Once a state tax is found to discriminate against
- out-of-state commerce, it is typically struck down without
- further inquiry. See, e.g., Westinghouse Electric Corp. v.
- Tully, 466 U. S. 388, 406-407 (1984); Maryland v. Louisi-
- ana, 451 U. S. 725, 759-760 (1981); Boston Stock Exchange
- v. State Tax Comm'n, 429 U. S. 318, 336-337 (1977).
- The State, however, argues that the additional fee
- imposed on out-of-state hazardous waste serves legitimate
- local purposes related to its citizens' health and safety.
- Because the additional fee discriminates both on its face
- and in practical effect, the burden falls on the State -to
- justify it both in terms of the local benefits flowing from the
- statute and the unavailability of nondiscriminatory alterna-
- tives adequate to preserve the local interests at stake.-
- Hunt v. Washington Apple Advertising Comm'n, 432 U. S.
- 333, 353 (1977)); see also Fort Gratiot Sanitary Landfill,
- post, at ___; New Energy Co., supra, at 278-279. -At a
- minimum such facial discrimination invokes the strictest
- scrutiny of any purported legitimate local purpose and of
- the absence of nondiscriminatory alternatives.- Hughes v.
- Oklahoma, 441 U. S. 322, 337 (1979).
- The State's argument here does not significantly differ
- from the Alabama Supreme Court's conclusions on the
- legitimate local purposes of the additional fee imposed,
- which were:
- -The Additional Fee serves these legitimate local
- purposes that cannot be adequately served by reason-
- able nondiscriminatory alternatives: (1) protection of
- the health and safety of the citizens of Alabama from
- toxic substances; (2) conservation of the environment
- and the state's natural resources; (3) provision for
- compensatory revenue for the costs and burdens that
- out-of-state waste generators impose by dumping their
- hazardous waste in Alabama; (4) reduction of the
- overall flow of wastes traveling on the state's highways,
- which flow creates a great risk to the health and safety
- of the state's citizens.- 584 So.2d, at 1389.
-
- These may all be legitimate local interests, and petitioner
- has not attacked them. But only rhetoric, and not explana-
- tion, emerges as to why Alabama targets only interstate
- hazardous waste to meet these goals. As found by the Trial
- Court, -[a]lthough the Legislature imposed an additional fee
- of $72.00 per ton on waste generated outside Alabama,
- there is absolutely no evidence before this Court that waste
- generated outside Alabama is more dangerous than waste
- generated in Alabama. The Court finds under the facts of
- this case that the only basis for the additional fee is the
- origin of the waste.- App. to Pet. for Cert. 83a-84a. In the
- face of such findings, invalidity under the Commerce Clause
- necessarily follows, for -whatever [Alabama's] ultimate
- purpose, it may not be accomplished by discriminating
- against articles of commerce coming from outside the State
- unless there is some reason, apart from their origin, to treat
- them differently.- Philadelphia v. New Jersey, 437 U. S., at
- 626-627; see New Energy Co., supra, at 279-280. The
- burden is on the State to show that -the discrimination is
- demonstrably justified by a valid factor unrelated to
- economic protectionism,- Wyoming v. Oklahoma, 502 U. S.
- -, - (slip op., at 16) (1992) (emphasis added), and it has
- not carried this burden. Cf. Fort Gratiot Sanitary Landfill,
- post, at ___.
- Ultimately, the State's concern focuses on the volume of
- the waste entering the Emelle facility. Less discriminato-
- ry alternatives, however, are available to alleviate this
- concern, not the least of which are a generally applicable
- per-ton additional fee on all hazardous waste disposed of
- within Alabama, cf. Commonwealth Edison Co. v. Montana,
- 453 U. S. 609, 619 (1981), or a per-mile tax on all vehicles
- transporting hazardous waste across Alabama roads, cf.
- American Trucking Assns., Inc. v. Scheiner, 483 U. S. 266,
- 286 (1987), or an evenhanded cap on the total tonnage
- landfilled at Emelle, see Philadelphia v. New Jersey, 437
- U. S., at 626, which would curtail volume from all sources.
- To the extent Alabama's concern touches environmental
- conservation and the health and safety of its citizens, such
- concern does not vary with the point of origin of the waste,
- and it remains within the State's power to monitor and
- regulate more closely the transportation and disposal of all
- hazardous waste within its borders. Even with the possible
- future financial and environmental risks to be borne by
- Alabama, such risks likewise do not vary with the waste's
- State of origin in a way allowing foreign, but not local,
- waste to be burdened. In sum, we find the additional fee
- to be -an obvious effort to saddle those outside the State-
- with most of the burden of slowing the flow of waste into
- the Emelle facility. Philadelphia v. New Jersey, 437 U. S.,
- at 629. -That legislative effort is clearly impermissible
- under the Commerce Clause of the Constitution.- Ibid.
- Our decisions regarding quarantine laws do not counsel
- a different conclusion. The Act's additional fee may not
- legitimately be deemed a quarantine law because Alabama
- permits both the generation and landfilling of hazardous
- waste within its borders and the importation of still more
- hazardous waste subject to payment of the additional fee.
- In any event, while it is true that certain quarantine laws
- have not been considered forbidden protectionist measures,
- even though directed against out-of-state commerce, those
- laws -did not discriminate against interstate commerce as
- such, but simply prevented traffic in noxious articles,
- whatever their origin.- Philadelphia v. New Jersey, supra,
- at 629. As the Court as stated in Guy v. Baltimore, 100
- U. S., at 443:
- -In the exercise of its police powers, a State may
- exclude from its territory, or prohibit the sale therein
- of any articles which, in its judgment, fairly exercised,
- are prejudicial to the health or which would endanger
- the lives or property of its people. But if the State,
- under the guise of exerting its police powers, should
- make such exclusion or prohibition applicable solely to
- articles, of that kind, that may be produced or manu-
- factured in other States, the courts would find no
- difficulty in holding such legislation to be in conflict
- with the Constitution of the United States.-
-
- See also Reid v. Colorado, 187 U. S. 137, 151 (1902);
- Railroad Co. v. Husen, 95 U. S. 465, 472 (1878).
- The law struck down in Philadelphia v. New Jersey left
- local waste untouched, although no basis existed by which
- to distinguish interstate waste. But -[i]f one is inherently
- harmful, so is the other. Yet New Jersey has banned the
- former while leaving its landfill sites open to the latter.-
- 437 U. S., at 629. Here, the additional fee applies only to
- interstate hazardous waste, but at all points from its
- entrance into Alabama until it is landfilled at the Emelle
- facility, every concern related to quarantine applies perforce
- to local hazardous waste, which pays no additional fee. For
- this reason, the additional fee does not survive the appro-
- priate scrutiny applicable to discriminations against
- interstate commerce.
- Maine v. Taylor, 477 U. S. 131 (1986), provides no
- additional justification. Maine there demonstrated that the
- out-of-state baitfish were subject to parasites foreign to in-
- state baitfish. This difference posed a threat to the State's
- natural resources, and absent a less discriminatory means
- of protecting the environment-and none was available-
- -the importation of baitfish could properly be banned. Id.,
- at 140. To the contrary, the record establishes that the
- hazardous waste at issue in this case is the same regardless
- of its point of origin. As noted in Fort Gratiot Sanitary
- Landfill, -our conclusion would be different if the imported
- waste raised health or other concerns not presented by
- [Alabama] waste.- Post, at -. Because no unique threat
- is posed, and because adequate means other than overt
- discrimination meet Alabama's concerns, Maine v. Taylor
- provides the State no respite.
- III
- The decision of the Alabama Supreme Court is reversed,
- and the cause remanded for proceedings not inconsistent
- with this opinion, including consideration of the appropriate
- relief to petitioner. See McKesson Corp. v. Florida Division
- of Alcoholic Beverages & Tobacco, 496 U. S. 18, 31 (1990);
- Tyler Pipe Industries, Inc. v. Washington State Dept. of
- Rev., 483 U. S. 232, 251-253 (1987).
- So ordered.
-